Background: Postoperative respiratory complications (PRCs) remain a significant source of morbidity and extended hospitalization following general anesthesia. Identification of preoperative and intraoperative risk factors is essential to implement preventative strategies. Objective: To identify and evaluate independent risk factors contributing to PRCs in adult patients undergoing elective surgeries under general anesthesia. Methods: In this prospective observational study, 300 adult patients undergoing elective surgery under general anesthesia were enrolled over 12 months. Data on demographic, clinical, anesthetic, and surgical variables were collected. Postoperative respiratory complications (e.g., hypoxia, pneumonia, bronchospasm, and re-intubation) were recorded during the first 72 hours post-surgery. Multivariate logistic regression was used to determine independent predictors. Results: PRCs occurred in 48 (16%) patients. Independent risk factors included age ≥ 65 years (OR 2.4, 95% CI 1.3–4.2), ASA class III/IV (OR 3.1, CI 1.7–5.7), preexisting pulmonary disease (OR 4.2, CI 2.1–8.6), smoking history (OR 2.3, CI 1.2–4.6), surgery duration >3 hours (OR 2.1, CI 1.1–4.0), and inadequate reversal of neuromuscular blockade (OR 3.9, CI 1.9–7.8). Conclusion: PRCs are multifactorial and more common in elderly patients, those with pulmonary disease, and prolonged surgeries. Optimizing respiratory function preoperatively and ensuring adequate neuromuscular reversal may reduce incidence.
Postoperative respiratory complications (PRCs) are among the most common and preventable causes of postoperative morbidity and mortality [1]. These complications range from mild hypoxia to life-threatening pneumonia and respiratory failure requiring re-intubation and mechanical ventilation [2].
Patients undergoing general anesthesia are at particular risk due to airway manipulation, residual neuromuscular blockade, and the systemic effects of anesthetic agents on respiratory drive [3]. Although numerous risk factors have been postulated, including age, obesity, smoking, comorbidities, and surgical type, a clear understanding of modifiable vs. non-modifiable risks remains crucial for risk stratification and perioperative planning [4,5].
This study aims to identify key preoperative and intraoperative predictors of PRCs in adult patients undergoing elective procedures under general anesthesia in a tertiary care center.
2.1 Study Design
A prospective, observational cohort study was conducted at [Institution Name] between [Start Date] and [End Date] after obtaining Institutional Ethics Committee approval (Ref: IEC/2023/112).
2.2 Participants
Inclusion Criteria:
Exclusion Criteria:
2.3 Data Collection
Variables recorded:
2.4 Outcome Definition
PRCs were defined as one or more of the following within 72 hours of surgery:
2.5 Statistical Analysis
Statistical analysis was performed using SPSS v27. Categorical variables were analyzed using Chi-square/Fisher’s test. Continuous variables were compared using t-test or Mann–Whitney U test. Logistic regression identified independent risk factors (p < 0.05 considered significant).
3.1 Demographics and Incidence
Out of 300 patients, 48 (16%) developed PRCs. Table 1 compares characteristics of patients with and without PRCs.
Table 1. Baseline Characteristics
Variable |
PRC (n=48) |
No PRC (n=252) |
p-value |
Age ≥65 years |
26 (54.1%) |
52 (20.6%) |
<0.001 |
Male sex |
30 (62.5%) |
132 (52.4%) |
0.19 |
BMI ≥30 |
15 (31.2%) |
58 (23%) |
0.23 |
Current smokers |
18 (37.5%) |
41 (16.3%) |
0.002 |
COPD/Asthma |
14 (29.2%) |
22 (8.7%) |
<0.001 |
ASA III/IV |
36 (75%) |
76 (30.2%) |
<0.001 |
Surgery > 3 hours |
22 (45.8%) |
48 (19%) |
<0.001 |
3.2 Types of Respiratory Complications
Figure 1 shows the distribution of PRC types among affected patients.
Figure 1. Frequency of Respiratory Complications
(Bar chart: Hypoxia 58%, Pneumonia 21%, Bronchospasm 13%, Re-intubation 8%)
3.3 Multivariate Analysis
Table 2 shows independent predictors of PRC after logistic regression.
Table 2. Independent Predictors of Postoperative Respiratory Complications
Variable |
OR (95% CI) |
p-value |
Age ≥65 |
2.4 (1.3–4.2) |
0.003 |
ASA III/IV |
3.1 (1.7–5.7) |
<0.001 |
COPD or Asthma |
4.2 (2.1–8.6) |
<0.001 |
Smoking History |
2.3 (1.2–4.6) |
0.015 |
Surgery duration >3 hours |
2.1 (1.1–4.0) |
0.018 |
Inadequate NMB reversal |
3.9 (1.9–7.8) |
<0.001 |
Our findings highlight that PRCs occurred in 16% of patients undergoing elective surgery under general anesthesia, which is consistent with previous reports estimating an incidence between 5%–20% depending on population and definitions used [6,7].
Age over 65 years emerged as a significant non-modifiable risk factor, likely due to reduced respiratory reserve, impaired mucociliary clearance, and decreased cough reflex in older adults [8]. ASA class III/IV and chronic respiratory disease (COPD or asthma) also independently increased the risk of PRCs, reinforcing the importance of thorough preoperative respiratory assessment in these populations [9,10].
Smoking was another strong predictor, likely contributing to impaired gas exchange, reactive airway changes, and increased sputum production [11]. Several studies suggest smoking cessation at least 4–8 weeks before surgery may reduce complications, a recommendation that should be reinforced during pre-anesthetic evaluation [12].
Intraoperative factors like surgery duration >3 hours and inadequate neuromuscular blockade reversal significantly increased PRC risk. Residual neuromuscular blockade is associated with upper airway obstruction, hypoventilation, and aspiration risk in the immediate postoperative period [13,14]. Neuromuscular monitoring and the use of reversal agents such as sugammadex (where available) should be considered to mitigate this risk.
Interestingly, obesity (BMI ≥30) was not significantly associated with PRC in our cohort, although other studies have suggested a modest risk elevation [15]. This may be due to selection bias or effective perioperative respiratory care protocols in our center.
The study is limited by its single-center design and exclusion of emergency surgeries. Also, long-term respiratory outcomes and ICU admissions beyond 72 hours were not assessed.
Postoperative respiratory complications are common and multifactorial in patients undergoing general anesthesia. Risk stratification should include age, ASA grade, preexisting pulmonary disease, smoking, surgery duration, and attention to neuromuscular recovery. Targeted interventions addressing modifiable factors may significantly reduce respiratory morbidity.
Acknowledgements
We thank the Department of Anesthesiology and Surgery at for their cooperation. Special thanks to Dr.Sankalp Verma for statistical support.
Conflicts of Interest
None declared.